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Sample Forms to Help Comply with PTE 84-24

Here are some sample forms that will help you comply with the new DOL's fiduciary's rule. You can create your own and as we find more we will post them.

 84-24 Sample Forms

Sample 84-24 1

Sample 84-24 2

Sample 84-24 3

Sample 84-24 4

Best Interest Questionnaire Forms

Sample Best Interest 1

Sample Best Interest 2

New Suitability Forms. Every company has updated their suitability forms to include a certification that you have complied with these new rules. You should make sure you are using new suitability forms for any sale starting June 9th and later.

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